Continuing our discussion of standard format for book manuscripts: not all truths are self-evident


Hard to believe anyone in his right mind would actually need to be told that those are gumballs, isn’t it? They strike me as the epitome of the breed: large, spherical, colorful, and — dare I say it? — potentially jaw-breaking. Yet clearly, at some point in the probably not-too-distant past, some passing myopic presumably asked the proprietor, “What are those, gumballs?”

Or maybe it was not a solitary forgetter of much-needed spectacles, or even a half-dozen passers-by with a shared clawing, pathological need to have even their most mundane personal observations confirmed by external sources. Perhaps the poor proprietor simply got tired of answering the same question 4,217 times per week and slapped up a sign.

Those of us who work with manuscripts for a living can sympathize. Merely breathing an editor (or my preferred title, a book doctor), preceded by the pronoun I and the verb to be in quick succession, anywhere in the vicinity of someone harboring even the slightest urge to pen the Great American Novel is to invite an avalanche of questions about manuscripts: how to get them published, how to position them under the eyes of an agent, how to keep them from getting rejected, and, surprisingly often, what they should look like.

Perfectly reasonable questions all, of course: no writer, regardless of how many times the Muses may have whacked her with their talent wands, is born knowing all about the practical aspects of manuscript production. As Plato suggests in his Theaetetus (oh, you thought I was just a pretty face?), in order to recognize something for what it truly is, one first must have a mental image of that thing with which to match it.

To put it a trifle less esoterically: it’s much, much harder to make your pages look right if you’ve never seen a professionally-formatted book manuscript. Call me zany, but in my experience, the best remedy for that is to show aspiring writers — wait for it — a few dozen examples of professionally-formatted book manuscript pages, rather than making them guess.

In close-up, even, as in the first post in this series. I like to think of this endeavor as both pleasing to ol’ Plato and a serious contribution to, if not the future of literature, at least to human happiness. Too many good writers have gotten rejected over the years for not being aware of the rules, or even that rules exist.

Look, kid, here’s a gumball. Study it well, so you may recognize it in the wild.

I know: how nice would it have been had some kind soul discreetly pulled you aside 35 seconds after you first decided to write a book and explained that to you, right? If you’re like most writers, it would have saved you a tremendous amount of time and chagrin to have known before you sat down to compose page 1 that since (a) all professional book manuscripts in the U.S. look more or less alike and (b) any writer who has worked with an agent or publisher would presumably be aware of that, (c) those of us who read for a living can often tell just how long an aspiring writer has been at it by the briefest glance at the page. Thus, contrary to what virtually every aspiring writer completely reasonably presumes at first, (d) one of the best things you can do to get your writing taken seriously by the pros is to format it according to their expectations.

Let me guess, though: you did not tumble squalling into this world knowing any of that, did you? The weird thing is that neither were agents, editors, contest judges, or screeners. Once you’ve had the benefit of seeing a few hundred thousand correctly-formatted manuscript pages, however, you don’t even have to look very hard to notice the difference between a page 1 like this:

And one that looked like this:

You can see the difference from halfway across the room, can you not? So, as it happens, can Millicent the agency screener, her boss, the agent of your dreams, and the editor who will someday, the Muses willing, acquire your book. That’s the inevitable result of experience. Year in, year out, come rain, shine, or hailing wildcats, we cast our eyes over book manuscripts done right and, well, the other kind.

And that, in case any of you perplexed by how much of the information about manuscript formatting floating around out there seems to come from somewhere in the ether, rather than directly from, say, an agency or a publishing house, is why professional readers don’t spend much time doing what I’m sure a lot of aspiring writers positively long for us do, policing the Internet for rogue advice on manuscript formatting. Why would someone who already familiar with the rigors and beauties of standard format bother to look it up online, much less fact-check?

We already know a properly-formatted page when we see it — and when we don’t. “What do you mean — are those gumballs?” we mutter, incredulous. “Isn’t it self-evident?”

So strongly do some of us have the Platonic standard manuscript page in mind that it might not even occur to us that, say, there exist writers in the English-speaking world not aware of what a slug line is. It astounds us to hear that indented paragraphs are not the automatic choice of every literate person. It makes sense to us that, as much as anyone might want to conserve paper, submitting a manuscript printed on both the front and back sides and/or — sacre bleu! — spiral- or perfect-bound would generally result in its being rejected unread.

Because we are so steeped in the standard format tradition, even the smallest deviation from it draws our attention like the lone zebra in a crowd of centaurs. How could it not affect our perception of a writer’s eye for detail to discover that s/he apparently thought her page 2 would look better like this:

Than like this:

Less obvious that time, wasn’t it? Still, I suspect you were unlikely to confuse the bona fide gumball with the stick of spearmint. Unless, of course, you’d heard someplace that the last thing Millicent ever want to see in gum is a spherical shape.

Oh, don’t bother to deny it — most aspiring writers glean at least a bit of misinformation while constructing their first book-length manuscripts. How do I know? Those of us who spend any time at all around aspiring writers find ourselves constantly in the position of being asked to confirm what to us has become through long experience self-evident. Even more often, we’re called upon to defend the shape of the Platonic gumball to those who have heard somewhere that even so much as a curled-up edge will result in instant and contemptuous rejection.

“What do you mean, paragraphs have to be indented?” writers who have entertained alternate theories often snap at us, flabbergasted. “I’ve heard that’s considered old-fashioned now. And are you mad, recommending doubled dashes?”

Since either of those formatting innovations would be news to folks who read manuscripts for a living, it can be a bit trying to be told otherwise, sometimes at ear-splitting volumes, early and often. Even as a great proponent of explanations as yours truly tends to find it wearying the 87th time in any given month that a total stranger burning for publication accosts me like the Ancient Mariner, wanting to spend two hours arguing about the latest rumor flying around the web about how standard format has abruptly altered in some fundamental-yet-mysteriously-secret manner rightly understood by only whatever generous soul chose to promulgate the change.

No one knows who this public benefactor is, of course; aspiring writers seeking confirmation of such rumors name their sources so seldom that by the turn of the century, I had begun to think of them collectively as He Who Must Not Be Named. (Take that, Voldemort!) In recent years, however, I have rechristened this shadowy figure by the name his proponents must often cite: But I heard…

But I Heard is an insidious opponent, believe you me, as only a faceless entity can be — he seems to be everywhere. His power, as nearly as I can tell, stems almost entirely from his amorphousness. Because it’s impossible to find out where he’s getting his ostensibly inside information, no amount of proof can refute his arguments to his adherents’ satisfaction; because he so seldom explains himself, logic has been known to bounce right off him and hit innocent bystanders. And that’s kind of annoying to those of us who juggle manuscripts on a daily basis, because But I Heard seems to be retailing some pretty wacky notions these days.

That puzzles the pros: standard format for manuscripts actually hasn’t changed all that much since Saul Bellow was a callow youth, much less since he shuffled off this mortal coil. Once typed manuscripts became the norm, standard format pulled up a chair and stayed for a while. And contrary to astoundingly popular opinion, it has shifted in its seat relatively little since Truman Capote joined the choir invisible.

But that’s not what you’ve heard, is it? The rise of the personal computer has made less of a difference than But I Heard would have you believe. Oh, underlining is out and italics are in to designate words in foreign languages (in the post-Capote universe, one should never underline anything in a book manuscript; I’ll be getting to that), and how one actually figures out how much to indent a paragraph has altered a bit with the adoption of Microsoft Word as the industry standard for electronic submission (unlike a typewriter, Word measures its tabs in fractions of an inch, not character spaces). Overall, though, the professionally-formatted book manuscript of today quite closely resembles the professionally-formatted book manuscript of, say, 1958.

Which is to say: not very much like the short stories of that very good year for short stories. The gumball’s shape has not altered much over that period, either.

The relative lack of change, But I Heard tells me, is far from self-evident. He would prefer to believe that all writing should be formatted identically, regardless of type. In that, alas, he is misinformed: short story format is different from standard format for books and book proposals, and has been for quite some time. So are essay format, academic format, journalistic format, and even how a published book will look on a page.

That very notion makes But I Heard squirm. But that’s not going to stop me from saying what I know from experience to be true: book manuscripts presented in standard format look professional to people who handle book manuscripts for a living. If those are the people a writer is trying to please, does it really matter what anybody else thinks writing should look like on the page?

Does that mean every professional reader, everywhere, every time, will want to see your work formatted as we have been discussing? No, of course not: should you happen to be submitting to an agent, editor, or contest that specifically asks you to do something other than I advise here, obviously, you should give him, her, or it what he or his stated guidelines request.

That’s just common sense, right? Not to mention basic courtesy. Yet judging by the plethora of ambient speculation on the subject, it’s not self-evident.

Yet if an agent or agency has been considerate enough of its future clients to post submission guidelines, it just makes sense to acknowledge their efforts. I would actively encourage every writer currently milling about the earth’s crust not only to check every agency’s website, every time, to make sure that any individual agent to whom you were planning to submit does not harbor alternate preferences — some do — but also to Google him, to double-check that he hasn’t stated in some public forum that, for instance, he is so deeply devoted to paper conservation that he actively prefers only a single space after a period or a colon. Or that due to a childhood trauma involving a newspaper (she doesn’t like to talk about it), she positively twitches at the sight of Times New Roman instead of Courier. Or that a particular agency’s staff believes that a doubled dash is the secret symbol of the kind of murderous cult that used to populate 1970s horror movies.

Really, though, if the agent of your dreams says he wants to see your submission formatted a particular way, can you think of any particular reason you wouldn’t want to honor that preference?

“I can think of one!” But I Heard shouts. “It would be considerably less work to format my manuscript once and submit it that way to every agent currently drawing breath, rather than taking the time to hunt down a specific agent’s expressed preferences, saving a separate copy of one’s manuscript, applying those preferences to it (and only it), and sending a personalized version to that agent. Why, think of how time-consuming to go through those same steps for every agent, every time!”

It might be, if alternate preferences were either widespread (they’re not, particularly) or often posted on agency websites (see previous parenthesis). At the risk of repeating myself, standard format is called that for a reason.

But I Heard certainly has a point, though. He also has, as you may have noticed over the years, an exceedingly simple means of promoting that point and ones just like it: by leaping to the conclusion that because one has a strong preference for a non-standard format element, every agent or agency must necessarily have tossed all previous norms to the winds in order to embrace that preference. And, for reasons best known to themselves, they’ve elected not to notify any working author you might care to mention about this monumental collective decision, preferring instead to disseminate the information via the much more reliable and trustworthy game of Telephone.

You remember that game, right? The first kid whispers a secret to the person next to her; #2 repeats what he heard to #3, and so on around the circle. By the time the news has passed through a dozen pairs of lips, the original content has become so transfigured in transit that it’s hardly recognizable.

I hate to spoil But I Heard’s good time — there’s little he likes better than inflating something someone said someone else overhead an agent said say at a conference once upon a time into the new trend sweeping the nation — but personal preferences do in fact exist. And contrary to what you might have heard, agents and agencies that favor specific deviations from standard format tend not to be all that shy about mentioning them.

In case I’m being too subtle here: check their websites. Or their listings in one of the major guides to literary agents.

Do I spot some timid hands raised out there in the ether? “But Anne,” point out some confused by conflicting advice — and who could blame them, given how busy But I Heard has been in recent years? “I’ve been checking websites, and the overwhelming majority of agency websites I’ve found don’t talk about manuscript format at all. Does that mean that they don’t care about how I present my writing?”

Of course, they care, but standard format is just that: standard. If what they want is a gumball, why should they take the time to explain that they don’t desire a bar of chocolate?

Yes, But I Heard? You would like to add something? “I get it,” he moans, rattling the Jacob Marley chains appropriate to his disembodied state. “All my long-time nemesis, Millicent the agency screener, cares about in a submission is how it looks, not how it is written. How literature has tumbled from its pedestal! No one cares about good writing anymore!”

Did you see what that dastardly wraith just did to my non-threatening piece of sugar-laden analysis? But I Heard is a past master at ripping statements out of context, blowing them out of proportion, and whisking them off to parts unknown to their original utterers. But you’re too savvy, I’m sure, to join him in the wild surmise that Millicent’s paying attention to how a manuscript looks means, or even implies, that how a submission is written doesn’t make a difference. Of course, writing talent, style, and originality count. Yet in order to be able to appreciate any of those properly, a reader has to approach the page with a willingness to be wowed.

That willingness can wilt rapidly in the face of incorrect formatting — which isn’t, in response to what But I Heard just shouted in your ears, necessarily the result of mere market-mindedness on Millie’s part. After you’ve read a few thousand manuscripts, deviations from standard format leap out at you. As will spelling and grammatical errors, phrase repetition, clich?s, telling rather than showing, and all of the tried-and-true submission red flags about which But I Heard has been kind enough to keep us informed over the years.

Again, he has a legitimate point: all of these are distractions from your good writing. So, as it happens, are deviations from standard format, to a reader used to seeing writing presented that way. That means, in practice, that presenting your manuscript as Millie expects to see it is the way that she is least likely to find distracting.

What does she see if you present your manuscript as she expects to see it? Your writing.

I hear those of you who have spent years slaving over your craft groaning — believe me, I sympathize. For those of you who have not already started composing your first drafts in standard format (which will save you a lot of time in the long run, incidentally), many of the tiny-but-pervasive changes I am about to suggest that you make to your manuscript are going to be irksome to implement. Reformatting a manuscript is time-consuming and tedious, and I would be the first to admit that at first, some of these rules can seem arbitrary.

At least on their faces. Quite a few of these restrictions remain beloved even in the age of electronic submissions because they render a manuscript a heck of a lot easier to edit — and to read, in either hard or soft copy. As I will demonstrate with abundant examples later in this series, a lot of these rules have survived for completely practical purposes — designed, for instance, to maximize white space in which the editor may scrawl trenchant comments like, “Wait, wasn’t the protagonist’s brother named James in the last chapter? Why is he Aloysius here?”

Ready to take my word for that in the meantime? Excellent; help yourself to a gumball. Let’s recap the rules we covered last time:

(1) All manuscripts should be printed or typed in black ink and double-spaced, with one-inch margins around all edges of the page, on 20-lb or better white paper.

(2) All manuscripts should be printed on ONE side of the page and unbound in any way. For submission to US-based agencies, publishing houses, and contests, the pages in question should be US-standard 8.5″ x 11″ paper.

(3) The text should be left-justified, NOT block-justified. By definition, manuscripts should NOT resemble published books in this respect.

(4) The preferred typefaces are 12-point Times, Times New Roman, Courier, or Courier New — unless you’re writing screenplays, in which case you may only use Courier. For book manuscripts, pick one (and ONLY one) and use it consistently throughout your entire submission packet.

Is everyone happy with those? If not, I await your questions. While I’m waiting, however, I’m going to move on.

(5) The entire manuscript should be in the same font and size — no switching typefaces for any reason. Industry standard is 12-point font.

No exceptions, please. No matter how cool your favored typeface looks, be consistent. Yes, even on the title page, where almost everyone gets a little wacky the first time out.

No pictures or symbols here, either, please. Just the facts. I hate to be the one to break it to you, but there’s a term for title pages with 24-point fonts, fancy typefaces, and illustrations.

It’s high school book report. Need I say more?

(6) Do not use boldface anywhere in the manuscript but on the title page — and not even there, it’s not a particularly good idea.

This seems like an odd one, right, since word processing programs render including boldface so easy? Actually, the no-bolding rule is a throwback to the old typewriter days, where only very fancy machines indeed could darken selected type. Historically, then using bold was considered a bit tacky for the same reason that wearing white shoes before Memorial Day is in certain circles: it’s a subtle display of wealth.

You didn’t think all of those white shoes the Victorians wore cleaned themselves, did you? Shiny white shoes denoted scads of busily-polishing servants.

You may place your title in boldface on the title page, if you like, but that’s it. Nothing else in the manuscript should be in boldface. (Unless it’s a section heading in a nonfiction proposal or manuscript — but don’t worry about that for now; I’ll be showing you how to format both a book proposal and a section break later on in this series, I promise. I shall also be tossing many, many examples of properly-formatted title pages your way, never fear.)

(7) Every page in the manuscript should be numbered, except the title page. The first page of text is page 1, not the title page.

Even if you choose to disregard literally everything else I’ve said here, please remember to number your pages. Millicent’s usual response to the sight of an unnumbered manuscript is to reject it unread.

Yes, really; this omission is considered genuinely rude. Few non-felonious offenses irk the professional reader (including yours truly, if I’m honest about it) more than an unnumbered submission or contest entry. It ranks right up there with assault, arson, and beginning a query letter with, Dear Agent instead of Dear Ms. Smith.

Why? Gravity, my friends, gravity. What goes up tends to come down. If the object in question happens to be an unbound stack of paper, and the writer who sent it did not bother to number those pages…well, picture it for yourself: two manuscript-bearing interns walking toward each other in an agency hallway, each whistling a jaunty tune. Between them, a banana peel, a forgotten skateboard, and a pair of blindfolded participants in a three-legged race clutching a basket stuffed to the brim with ping-pong balls between them.

You may giggle, but anyone who has ever worked with submissions has first-hand experience of what would happen should any two of those elements come into direct contact. After the blizzard of flying papers has subsided, and the interns rehash that old Reese’s Peanut Butter Cup commercial’s dialogue (“You got romance novel in my literary fiction!” “You got literary fiction in my romance novel!”), guess what needs to happen?

Some luckless soul has to put all of those pages back in proper order, that’s what. Just how much more irksome is that task going to be if the pages are not numbered?

Obey Rule #7. Trust me, it is far, far easier for Millicent to toss the entire thing into the reject pile than to spend the hours required to guess which bite-sized piece of storyline belongs before which in an unnumbered manuscript.

Wondering why the first page of the text proper is page 1 of the text, not the title page, and should be numbered as such? Or why, if your opus has an introduction or preface, the first page of that is page 1, not the first page of chapter 1?

Long-time readers, pull out your hymnals and sing along: because gumballs are round, and books manuscripts do not resemble published books.

The title page is not the only one commonly mislabeled as 1, by the way: epigraphs — those quotations from other authors’ books so dear to the hearts of writers everywhere — should not appear on their own page in a manuscript, as they sometimes do in published books. If you feel you must include one (which you might want to reconsider at the submission stage: 99.9999% of the time, Millicent will just skip over it), include it between the chapter title and text on page 1.

If that last paragraph left your head in a whirl, don’t worry — I’ll show you how to format epigraphs properly later in this series. (Yes, including some discussion of that cryptic comment about Millicent’s wandering peepers. All in the fullness of time, my friends.)

(8) Each page of the manuscript (other than the title page) should have a standard slug line in the header. The page number should appear in the slug line, not anywhere else on the page.

Including the slug line means that every page of the manuscript has the author’s name on it — a great idea, should you, say, want an agent or editor to be able to contact you after s/he’s fallen in love with it. Or be able to tell your submission from the other one that ran afoul of the banana peel in our earlier example.

The slug line should appear in the upper left-hand margin (although no one will sue you if you put it in the upper right-hand margin, left is the time-honored location) of every page of the text except the title page (which should have nothing in the header or footer at all).

A trifle confused by all that terminology? I’m not entirely surprised. Most writing handbooks and courses tend to be a trifle vague about this particular requirement, so allow me to define the relevant terms: a well-constructed slug line includes the author’s last name, book title, and page number, to deal with that intern-collision problem I mentioned earlier. (The slug line allows the aforementioned luckless individual to tell the romance novel from the literary fiction.) And the header, for those of you who have not yet surrendered to Microsoft Word’s lexicon, is the 1-inch margin at the top of each page.

Having trouble finding it in our page examples above? Here’s a subtle hint:

Since the only place a page number should appear on a page of text is in the slug line, if you are in the habit of placing numbers wacky places like the middle of the footer, do be aware that it does not look strictly professional to, well, professionals. Double-check that your word processing program is not automatically adding extraneous page numbers elsewhere on the page.

Do not, I beg of you, yield like so many aspiring writers to the insidious temptation add little stylistic bells and whistles to the slug line, to tart it up. Page numbers should not have dashes on either side of them, be in italics or bold, or be preceded by the word page. Trust me, Millicent will know what that number is, provided that it appears here — and only here:

Sensing just a bit of urgency on this one? Good. Those of us predisposed to regard gumballs as inherently spherical are always surprised to see how many aspiring writers regard page numbering as a tempting forum for self-expression. Remember, professional readers do not regard formatting choices as matters of personal style. The point here is not to make your slug line stand out for its innovative visual impact, but to provide practical guidance in reestablishing sequence should those ping-pong balls start bouncing about underfoot.

If your book has a subtitle, don’t include it in the slug line — and if it boasts a very long title, feel free to abbreviate, to keep the slug line from running all the way across the top of the page. Millicent needs to be able to identify the manuscript at a glance, not to reproduce the entire book jacket.

Why not? Well, technically, a slug line should be 30 spaces or less, but there’s no need to stress about that in the computer age. (A slug, you see, is the old-fashioned printer’s term for a pre-set chunk of, you guessed it, 30 spaces of type. Aren’t you glad you asked?) Let’s assume for the sake of example that I’ve written a novel entitled THE SMILING FROWNER BEMUSED– 26 characters, counting spaces. Since my last name is quite short, I could get away with putting it all in the slug line, to look like this:

Mini/The Smiling Frowner Bemused/1

If, however, my last name were something more complicated, such as Montenegro-Copperfield — 22 characters all by itself, including dash — I might well feel compelled to abbreviate.

Montenegro-Copperfield/Smiling Frowner/1

Incidentally, should anyone out there come up with a bright idea for a category heading on the archive list for this issue other than SLUG LINE — a category that already exists, but is unlikely to be found by anyone not already familiar with the term — I’d be delighted to hear suggestions. I’ve called it a slug line ever since I first clapped eyes on a professional manuscript (an event that took place so long ago my response to the sight was not, “What’s that at the top of the page, Daddy?” but “Goo!”), so I’m probably not going to be coming up with a good alternative anytime soon. Thanks.

(9) The first page of each chapter should begin a third of the way down the page. The chapter title should appear on the first line of the page, not on the line immediately above where the text begins.

That’s fourteen single-spaced lines down, incidentally. The chapter title (or merely “Chapter One”) should be centered, and it should neither be in boldface nor underlined. To revisit today’s first example:

“But Anne,” But I Heard protests, “why shouldn’t the title appear immediately above the text? I’ve often seen that suggested — and illustrated online. What gives?”

Would any of you care to field that one? Perhaps someone who took the time to read the text of today’s positive and negative examples? Feel free to chant the answer with me, sharp-eyed perusers: “Because that’s where the title of a short story lives, not a book’s.”

Self-evident once you’ve heard it, isn’t it?

Because confusing the two formats is so common, very frequently, agents, editors and contest judges are presented with improperly-formatted first pages that have the title of the book, by Author’s Name, and/or the writer’s contact information floating in the space above the text. To professional eyes, a manuscript that includes any of this information on the first page of the manuscript (other than in the slug line, of course) seems like it just ended up in the wrong office. Clearly, the writer wanted not the agency to which she sent it, but the magazine down the street.

So where does all of that necessary contact information go, you ask? Read on.

(10) Contact information for the author belongs on the title page, not on page 1.

This is one of the most obvious visual differences between a short story submission (say, to a literary journal) and a book-length manuscript. To submit a manuscript — or contest entry, for that matter — with this information on page 1 is roughly the equivalent of taking a great big red marker and scrawling, “I don’t know much about the business of publishing,” across it.

Just don’t do it. Millicent likes her gumballs.

“But wait,” I hear some of you out there murmuring, “My gumball — I mean, my manuscript — needs a title page? Since when?”

What a timely question.

(11) Every submission should include a title page, even partial manuscripts.

This one seems to come as a surprise to a lot of aspiring writers. You should include a title page with ANY submission of ANY length, including contest entries and the chapters you send after the agent has fallen in love with your first 50 pages.

And again, But I Heard expresses disgruntlement. “More work!” he cries. “If you’d only let us shoehorn our contact information onto page 1 (as I notice you have artfully resisted showing as a counterexample, lest some reader mistake it for acceptable book format), this would not be at all necessary!”

At the risk of sounding callous, so what? You want to make it as easy as humanly possible for the agent of your dreams to let you know that she wants to represent this book, don’t you? And it’s not as though she would ever dream of sending anything you wrote to an editor at a publishing house without a title page.

Yes, really. Literally every manuscript that any agent in North America submits to any editor in hard copy will include one, for the exceedingly simple reason that it’s the page that includes the agent’s contact information.

Yet, astonishingly, a good 95% of writers submitting to agencies seem to be unaware that including it is standard. I blame But I Heard: to him, the cover letter, address on the SASE, or the e-mail to which the requested materials were attached are identification enough. But in practice, it’s none of those things will necessarily still be attached to your pages at the point when your ideal agent says, “By jingo, I’m thoroughly wowed. This is a writer I must sign, and pronto!”

Oh, you thought that your SASE won’t go flying when those interns collide in the hallway? Or that e-mails never get deleted accidentally? Once those ping-pong balls get rolling, they end up everywhere; the damage they do is incalculable.

On the plus side, the broad reach of But I Heard’s pernicious influence — coupled, I suspect, with the fact that including a title page just never occurs to a lot of first-time submitters — means that if you are industry-savvy enough to include a professionally-formatted title page, your submission automatically looks like a top percentile ranker to professional eyes from the moment it’s pulled out of the envelope. It’s never too early to make a good first impression, right?

If you do not know how to format a proper title page — and yes, Virginia, there is a special format for it, too — please see the aptly-named HOW TO FORMAT TITLE PAGE category on the archive list at right. Or wait a few days until I cover it later in this series.

It’s entirely up to you. No pressure here. Have a gumball while you wait.

Before anyone who currently has a submission languishing at an agency begins to panic: you’re almost certainly not going to get rejected solely for forgetting to include a title page. It’s too common a gaffe to be an automatic deal-breaker for most Millicents. Ditto with improperly-formatted ones. And yes, one does occasionally run into an agent at a conference or one blogging online who says she doesn’t care one way or the other about whether a submission has a title page resting on top at all.

Bully for them for being so open-minded, but as I have pointed out to relative strangers roughly 147,329 times in the past year, how can you be sure that the person deciding whether to pass your submission upstairs or reject it isn’t a stickler for professionalism?

I sense some shoulders sagging at the very notion of all the work it’s going to be to alter your pages before you send them out. Please believe me when I tell you that, as tedious as it is to change these things in your manuscript now, by the time you’re on your third or fourth book, it will be second nature to you. Why, I’ll bet that the next time you sit down to begin a new writing project, you will automatically format it correctly.

Think of all of the time that will save you down the line. Goody, goody gumdrops.

More guidelines follow in the next couple of posts — yes, those of you whose hearts just sank audibly, standard format does indeed have that many rules — and then we shall move on swiftly to concrete examples of what all of this formatting looks like in practice. I want you to have enough information on the subject to be able to understand why following them might be a good idea.

Rather than, say, walking away with the vague feeling that you heard about these rules somewhere. Keep up the good work!

So you’ve pitched or queried successfully — now what? Part XI: threats one can and cannot see coming, or, resisting the urge to call wolf

I had to laugh yesterday, campers: as so often happens here at Author! Author!, everyday life rushed to provide a perfect metaphor for something we had been discussing here on this very forum. Or, more accurately in this case, something about which I had been blogging extensively, while scores of aspiring writers read silently — and a tiny minority buttonholed me privately to try to discuss offline. Take a gander at what popped into my inbox:

I have parts of your blog and am thankful for your July 25, 2012 post regarding proper ms format. I just have a couple other questions that I didn’t see addressed in your post. If you could help me on this I would be greatly appreciated.

1. I have a finished memoir, just doing editing now from my printed copy. I am not sure how to deal with dialogue. I know obviously it is in quotes, me talking to someone or someone telling me something, but what I am not sure about is the format this dialogue should be in the ms itself. ie: is each speaking part on a separate line? or just within the paragraphs and continued on with the rest of the story afterwards?

2. And I know you mention this a little in your post, but I have a lot of areas in my ms where I mention where I thought something, or one of my other “characters” used to say something, etc. How do I format? You mention when a character has a thought to either put it in single quotes OR say I thought. But not sure if this pertains to my situation with my memoir. Also, do I do a separate line for these instances as well?

3. for my chapters, they are a little different than a normal book, each one is going to note the year, age, etc that that particular part of the story is referring to, is it ok to have the chapter title be 2 lines, and does it need to be in all caps?

Thanks so much for any help you can provide.

Why, since I receive artless little missives like this about once per week, did this one strike me as such an apt exemplar for our ongoing series on common post-pitching and post-querying faux pas? Well, several reasons. First, I was supposed to cover every aspect of professional manuscript formatting in a single post? Admittedly, the post in question did provide a visual overview of what standard format looks like, but in it, I urged readers new to the rules to consult the HOW TO FORMAT A BOOK MANUSCRIPT category on the archive list at right for fuller explanations. In addition, the aptly-named MANUSCRIPTS AND HOW TO FORMAT THEM PROPERLY category contains a heading for DIALOGUE FORMATTING, and there was this particularly handy post on dialogue formatting? Because third, and most to the point of this series, obviously, the proper place to ask this set of questions would have been — wait for it — in the comments section of my July 25th post, would it not?

Yet this puzzled writer, like so many others, saw fit to contact me privately about it. And that, frankly, would have mystified not only most bloggers, but anyone with significant experience with the publishing industry.

Let’s take the blog-related perplexity first. Even a couple of years ago, virtually no regular blog reader would have dreamt of asking questions anyplace but the comments. Oh, some of you might have chosen to inquire in the comments section of my most recent post — also a good option, by the way — in order to engender comment amongst regular readers, rather than tying your comments to the post in question, but logically, most readers understood that if they had a beef with a publicly-displayed post, the blog format featured a comments section for a reason.

And that reason was ease of discussion. The difference between a blog and a column, after all, lies largely in formatting — in a blog, readers have ready access to a forum in which to express their opinions, gratitude, and/or criticism of a post. While in the past, readers who wanted to chime would have had to sit down and write a letter to the editor of a publication, wait to see if the editor thought that letter worthy of publication, and then wait again to see if any other reader decided to write a letter in response to that letter, all a blog reader has to do to share his thoughts publicly is to — again, wait for it — click on COMMENTS and share his thoughts publicly.

Emphasis upon publicly: before the rise of hand-held devices, few readers would have considered it either acceptable or desirable to shatter the well-established wall between public and private by e-mailing a blogger to discuss the subject matter of a post. Not only does it defeat the purpose of a blog — which is, correct me if I am wrong, to discuss issues of mutual interest in a public forum — but in a blog devoted to helping the literally millions of aspiring writers deal with the thorny and often perplexing issues of manuscript submission, it’s inefficient.

Why? Well, if a question is asked and answered in the comments, there’s a reasonable hope that someone else will benefit from the answer, right? If, by contrast, I invited (or even permitted) every single one of you to contact me offline to ask (forgive me for putting it this way, but it’s true) the same fifteen or twenty questions over and over again, I wouldn’t be a blogger — I would be a secret question-answering service.

That’s why, in case any of you had been wondering, my archive list (conveniently located on the lower right-hand side of this page) is so extensive and contains so many specific questions: since I have been at this for more than seven years, I have addressed a plethora of common concerns. Rather than reinventing the wheel, as the saying goes, for each curious reader, I have chosen in the spirit of public discussion to make those previous posts easy to find.

And just a few years ago, that would have been considered going above and beyond the obligations of a blogger. These days, however, the individual’s ability to whip out her iPhone, perform a 15-second search, and come up with at least a superficial answer to most common questions has, rather surprisingly to many of us that provide online content, has lead to a pervasive expectation that any question, regardless of complexity, should be answerable and should already have been directly answered somewhere online.

How else, after all, would one find it in a 15-second search?

Actually, I don’t have a problem with that: one of the advantages of living in the current age is ease of information access; I would not have made thousands of pages of professional insight available had I not wished to — are you tired yet of being told to wait for it? — make them available to millions of struggling writers.

That does not mean, however, that I don’t find it surprising when a reader who does not instantly find what he wants on my site — and, as in this instance, apparently does not check the archive list to see if I’ve ever dealt with the issue before — leaps to the twin conclusions that (a) I must have fallen down on the job by not having anticipated the specific question he had in mind and (b) I must therefore be willing to donate my time for a private tutorial on the subject.

Instead of, say, donating my time to the writing community at large by blogging about it in public, where not only one, but millions of aspiring writers had access to the answer.

I’m bringing this up not because I’m peevish — although you might be surprised at how often those of us that blog for aspiring writers talk among ourselves about the startling recent rise in offline demands like this. I’m aware that sometimes, readers may feel a bit awkward about posting questions on months-old posts. (To set your minds at ease on this point: my blogging program informs me whenever any reader comments on any post, no matter how old. People post questions on old posts all the time.)

Throughout this series, we have been discussing the sometimes broad, wide, and deep gap between what aspiring writers can consider acceptable in approaching agents and editors and what the pros do. And, frankly, agents and editors who blog are not the only ones who have been receiving missives like this lately. Which, to someone familiar with how the publishing industry works, is genuinely shocking.

It’s become astonishingly common for aspiring writers to send long, chatty questions to agents to whom they have pitched at conferences, for instance — or even those they have merely heard speak at one. You’d be amazed at how many queries read like demands to drop everything and pay attention to the sender. And just the other day, an aspiring writer e-mailed me triumphantly to announce that, contrary to what I have always strenuously recommended on this blog, he had picked up the phone, called the agent that represented TUESDAYS WITH MORRIE, and not immediately been rejected.

In fact, the nice person on the other end of the phone line answered his question: yes, cold-calling an agent to pitch is completely unacceptable. Who knew?

If you’ll pardon my saying so, anyone who reads this blog regularly would have. So would anyone who had taken the time to check the aforementioned extensively indexed archive list at right. Yet, like the formatting enthusiast above, the cold-caller not only did not check what I have written publicly to see if I had addressed the issue — he went out of his way to e-mail me to tell me so.

Privately. Where no other aspiring writer could possibly learn anything from the communication.

I tremble to add this, but it’s also become amazingly common for successful queriers and pitchers — you know, the ones who did take the time to learn how agencies work, made a polite approach to an agent or editor, and garnered a request for the opening pages — to expect to hear back from the requesting pros within a week or two. Or even just a few days.

That’s an unreasonable set of expectations, from a professional perspective: it’s not as though these writers’ manuscripts are the only ones that the agent or editor has requested in the last few months, right? It’s only fair that the pros would read what’s already on their desks before they turned to a newly-arrived submission. And savvy submitters know that, because — feel free to chant it with me now, campers — an agent or editor’s request for manuscript pages does not constitute a promise to drop everything and read your work.

Aspiring writers often believe otherwise, of course, but until fairly recently, norms of social behavior and high long-distance telephone rates rendered follow-up calling blessedly uncommon. In years past, these justifiably anxious submitters might have been forced to stew in their own impatience until they received either a thin letter asking for the rest of the manuscript or the return of their pages in a postally-battered SASE.

Admit it: even those of you who know better have been tempted to nag, right? That’s natural, but it’s also problematic, given the current state of technology: today, the ease of e-mail permits, if not downright encourages, gun-jumping. Many an excitable submitter has been known to stand it as long as she can, then shoot off an ill-advised message in the wee hours, demanding to know what on earth could possibly be taking so long.

And because many agents are darned nice people, she might actually receive a soothing, I’ll-get-to-it-soon reply. But fair warning, gun-jumpers: this is a response that a submitter is likely to get only once, if at all. Which is unfortunate, as many aspiring writers apparently find the ability to generate those soothing replies rather addictive. Or so I surmise, for I hear all time about — and from; had I mentioned that boundaries regarding e-mailing online advice-givers have become rather porous? — submitters who just can’t stand to wait another month. Or week. Or day.

In case I’m being too subtle here: whatever you do during what can be an extended wait to hear back about your manuscript, repress the urge to demand constant status updates. Trust me, it will not get your submission read faster — in fact, it might get your manuscript rejected on the spot.

Being pushy is not — how shall I put this? — likely to make you any friends at the agency. It’s considered quite rude for a writer to try to rush a decision, in fact. (Interesting, considering that writers often have only a week or two to decide whether to accept a publishing offer, and most agents will expect a yes or no on a representation offer right away.) It’s also not a good way to convince an agent that you’ll be a dream client: why would anyone at an agency believe that a writer that e-mails four times in a two-month period to try to find out if the agent has decided whether to represent a manuscript won’t do precisely the same thing if and when that agent is circulating that manuscript to publishing houses — a process that often takes months, if not years?

Oh, should I have warned you that one was coming? Crunching a dry cracker should help with the nausea.

I bring this up advisedly, because the often vast differential between writers’ expectations and publishing realities can, and increasingly frequently does, lead inexperienced pitchers, queriers, and submitters to believe, wrongly, that directly and forcefully contacting an agent or editor is not only acceptable, but appropriate. And as those of you who attend writers’ conferences or read agents’ blogs are probably already aware, people who handle manuscripts for a living tend not to be all that fond of being hounded, nagged, or otherwise blamed for — were you already waiting for it — not dropping everything to pay attention to any particular aspiring writer.

Fortunately, the genuinely rude are relatively rare; as those of us that work with aspiring writers like to say, 99.99% of the pros’ perennial complaints about how pushy writers are actually refer not to the ten thousand who approach respectfully, but the one who does not.

And that one, in my experience, tends to be brand-new to the game — and harboring the astoundingly popular misconception that a really good manuscript from a first-time writer is uncommon enough that the pros will want to be disturbed at work to hear about it. Or, now that e-mail makes disturbing total strangers so darned convenient, rousted in the dead of night to read a pitch.

Or — you saw this coming, right? — to answer a question from a writer they’ve never met, one who evidently doesn’t realize that there are literally millions of aspiring writers who want to get published every bit as much as she does. From a professional perspective, then, this type of approach is simply queue-jumping: rather than doing what pretty much every successful author has had to do, learn how the publishing industry actually works and abide by its quite strict rules of conduct, the dead-of-night e-mailer or spur-of-the-moment caller believes, wrongly, that those rules don’t apply to him.

He has talent, so how could they? And had he mentioned how much he wants to get his manuscript published?

Which, admittedly, is not a new thing for first-time writers to think — I can’t think of a time in modern publishing history when agents and editors did not complain of constantly receiving pay attention to me now! missives — but the technology that enables them to act upon these beliefs is. What’s interesting about the rise of e-mailed pushiness, I think, is not that there are so many impatient aspiring writers, or that a hefty swathe of them should have come to believe that it’s the pros’ job to drop everything to hear pitches or answer questions but how often these attempts appear to be the sender’s first attempt to track down the information.

How can we tell? Well, let’s take another peek at the undoubtedly well-intentioned questions my dead-of-night e-mailer sent me.

1. I have a finished memoir, just doing editing now from my printed copy. I am not sure how to deal with dialogue. I know obviously it is in quotes, me talking to someone or someone telling me something, but what I am not sure about is the format this dialogue should be in the ms itself. ie: is each speaking part on a separate line? or just within the paragraphs and continued on with the rest of the story afterwards?

2. And I know you mention this a little in your post, but I have a lot of areas in my ms where I mention where I thought something, or one of my other “characters” used to say something, etc. How do I format? You mention when a character has a thought to either put it in single quotes OR say I thought. But not sure if this pertains to my situation with my memoir. Also, do I do a separate line for these instances as well?

3. for my chapters, they are a little different than a normal book, each one is going to note the year, age, etc that that particular part of the story is referring to, is it ok to have the chapter title be 2 lines, and does it need to be in all caps?

From a professional perspective, these are rather revealing questions. First, my nocturnal e-mailer must be brand-new to submitting memoir, at least to US-based agencies: not only does she refer to the characters in her memoir as “characters,” as if characters existed only in fiction, but in this country, the overwhelming majority of memoir is not sold on a finished manuscript, but upon a book proposal. While some agencies do ask first-time memoirists to see a full manuscript first, that’s because it’s often emotionally very difficult to complete a memoir; the human psyche, after all, does not make a huge distinction between reliving an experience vividly enough to write about it well and living through it directly. The pros want to make sure someone new to the game is already dealing with that.

Then, too, questions (1) and (2) might have been answered by opening not only virtually any published memoir, but most published books. My guess here, then, is that what the sender was actually asking here is not a question about dialogue formatting per se. I think she really wanted to know is whether there is a special dialogue format for memoirs, or perhaps for first-person narratives in general.

The answer to that one is short, sweet, and could easily have been answered in the comments on that post: no. Dialogue is dialogue, period.

The question about thought would also raise eyebrows for another couple of reasons: in a first-person narrative, the narrator’s thought is generally presented as just part of the narrative; if everything in the book is from the memoirist’s perspective, it’s hardly necessary to keep informing the reader of the fact. And in a first-person narrative, of course, it’s impossible to cite the thought of any character other than the narrator, right? If the narrative is quoting somebody else’s speech, that’s dialogue, not thought.

And, while we’re being technical, would I be too editorial-minded of me to point out that I have literally never advised any aspiring writer formatting a work for the U.S. market to use single quotation marks for thought? Or, indeed, for anything purpose other than designating a quote within a quote, for the exceedingly simple reason that it’s incorrect in American English?

Before we go into the horrifying possibility that my e-mailer contacted me about some other writing guru’s advice, let’s once again go over this often-misunderstood piece of punctuation. Contrary to popular belief amongst aspiring writers, single quotation marks (‘) do not carry a special meaning in American English, nor is using them instead of italics to emphasize a word or phrase proper. Nor is the decision to use single quotation marks (‘) or the American standard double (“) a stylistic one, ever. So how may a single quotation mark be used in American English? In only one manner: when a character quotes something someone else has said. In that instance, the overall quote falls within doubled quotation marks, and with the single quotes designating what the speaker is saying someone else has said. As in:

“Well, then Antonio saw me and yelled, ‘Hey, get out of here,’ and I ran away,” Ellen explained. “But not before I shouted over my shoulder, ‘Watch out for the rampaging tiger behind you!’”

My point about the two — and only two — means of correctly formatting thought in a text has absolutely nothing to do with this. As, indeed, one might surmise from the fact that in the post in question, I specifically said not to place thought within quotation marks, as Jane Austen did; it’s exceedingly old-fashioned, and it obviates the point of quotation marks, which is to indicate to the reader that something was uttered out loud.

Or, to put it another way, thought is not dialogue. Easy to remember, isn’t it?

What I did say, as it happens, is that it drives Millicent the agency screener — and, indeed, any classically-trained professional reader — completely nuts when she sees thought designated redundantly on the page. It’s always proper to designate thought with — five, six, seven, eight — the phrase I thought, of course. However, in some book categories (not all; check recent releases in yours), it is also considered acceptable to use italics to show what is being thought, as opposed to said. Thus, both of these would be correct in standard format:

I’ll never come here again, Hermione thought, slamming the door behind her.

I’ll never come here again. Hermione slammed the door behind her.

Makes sense, right? Since Hermione thought and the italics are intended to convey precisely the same thing to the reader, this formulation would be redundant:

I’ll never come here again, Hermione thought, slamming the door behind her.

Everybody clear on that? Excellent. Now let’s return to the question that’s probably been burning in my mind far more than in yours: did my e-mail correspondent mix my advice up with somebody else’s — and is that what she actually meant when she mentioned that I have parts of your blog? Did some well-meaning but organizationally challenged third party copy excerpts of my formatting run-downs without my permission (a copyright violation, by the way), throw them into a bowl with bits of other online advice, stir, and hand it to our question-asking friend?

Or — and this seems to happen quite often to writers who glean most of their writing guidelines online — has simply read so many different and probably mutually contradictory sources that she has concluded that I was advising something quite far removed from what I actually recommended?

Either way, no wonder she was confused. Again, I could simply refer her to the extensive explanations and many visual aids under the HOW TO FORMAT A BOOK MANUSCRIPT category, but I honestly would like to figure out what happened here. Here’s the example I used in the post she cites, a page in standard format, with all of its constituent parts labeled:

And here is her question:

3. for my chapters, they are a little different than a normal book, each one is going to note the year, age, etc that that particular part of the story is referring to, is it ok to have the chapter title be 2 lines, and does it need to be in all caps?

See the problem? The example shows a two-line chapter heading — and nothing on this page is in all-caps formatting. Nor do any of the other examples I include in that post feature all-caps formatting; conscientiously, I went back and checked, although to the best of my recollection, I have never advised its use for a title.

Why would I? It wouldn’t be proper in standard format. We must reluctantly conclude, then, that my late-night correspondent was in fact asking about somebody else’s advice.

Again, I’m bringing this up not to be peevish, or even to call her out for disturbing my night with a question she fairly clearly should have been aiming at someone else; mixing up online writing advice is much more common than any of us who habitually give such advice might hope. That’s to be expected, given how much self-described expert advice is floating around out there and how many aspiring writers engage in 15-second searches of it. What is surprising is that, being confused, she approached me offline with her questions about it.

Now, we could easily get all Freudian about motivation here — is it possible that she contacted me privately because she was aware that she wasn’t entirely sure of the source of her confusion, and if so, have I completely defeated that purpose by discussing it in public? — but this is a practical blog: I am far more concerned about writers’ actions than their intentions. This e-mail caused me to worry, then, not only about how my correspondent and all of the many, many aspiring writers like her are acquiring and processing formatting and submission information, but what they might do with it.

Specifically, about whether anything about this missive would be likely to get this obviously well-meaning writer in trouble if she sent something similar to an agent. And the answer is yes.

Half of you just rolled your eyes, didn’t you? “Please don’t tell me again to ‘wait for it,’ Anne,” the more experienced submitters among you scoff, “although, naturally, I relish the opportunity to demonstrate that I am adept at using quotes within quotes. You’ve already made the point — and quite forcefully, too — that as charming and addictive as those 15-second searches can be, they might not always be the best means of finding reliable information upon subjects as inherently complex as successful writing, manuscript formatting, querying, and/or submission. You’ve also already explained, albeit indirectly, that just because it’s possible to discover a publishing professional’s e-mail address online doesn’t mean that it’s necessarily a good idea to use it in the dark of night. Or any other time, for that matter. But I can’t help but feel that few of us who have read through this post are likely to succumb to that temptation anytime soon — and that those of us who have been submitting for a good, long while already know better. So what may I, a reader that would never even consider snatching up a phone and calling an agent I have never met or sending repeated, nagging e-mails to one that has my submission, learn here?”

Well, a couple of things — but you’re right that most of this post has been aimed at those that are new to the biz. Frankly, the question of whether it’s okay to approach an agent or editor informally — or to cold-call them at all — is just not one that would occur to someone who has been hanging around publishing for long. Since agents and editors do not pick up new writers that way, to us, it’s a self-evidently self-defeating tactic.

Or, to put it a bit more bluntly, there’s a reason that e-mails like this are seldom answered at all. In a world with rapidly-dissolving boundaries, the sub-world of books remains a place where manners count. Thank goodness.

I do have an ulterior motive for devoting a post within this particular series to the all-too-common problem of writers assuming that any publishing pro that’s nice to them, or even seems from afar to be approachable, is going to be willing to give private advice. In the first place, one does not have to work in publishing very long to be aware that there are literally millions of aspiring writers out there — as queriers and submitters so often lament, sheer volume prevents most agencies from having the time to respond individually to each. Heck, it’s become downright common for agencies not to tell a submitter at all if they’ve rejected a manuscript.

Yes, even if they requested the whole thing. From the writer’s perspective, one of the side effects of the astronomical increase of submission spurred by the wide use of personal computers has been that her submission’s getting rejected and simply having gotten lost, either in the mail or at a paper-laden agency, looks remarkably similar. I’m afraid that there’s little that aspiring writers can do about that, other than to send a single, well-mannered e-mail a few months after the manuscript has arrived at the agency, politely double-checking that it did in fact arrive in one piece.

If that e-mail does not elicit a reply, the only sensible course is to assume that it’s been rejected and move on. Again, as tempting as it may be to presume that having been asked to send pages has given a writer some rights, repeated or nagging e-mails are unlikely to help your case.

Yes, yes, I know: it’s a bitter pill to swallow. Ready for one that might be even harder to choke down?

Brace yourself, please: greater experience submitting — or even attending writers’ conferences, which tends to accelerate a writer’s learning curve about how the industry works — will not necessarily help an aspiring writer avoid the problems of over-familiarity or less-than-reasonable expectations. And that’s unfortunate, because just as the pros assume that any writer serious about getting published will take the time to learn how professional book manuscripts are put together — a presumption so pervasive that few agencies even list the strictures of standard format on their websites, speaking of things that might not pop up in a 15-second search — agents and editors tend to believe that any new writer accomplished enough to write beautiful prose will have learned along the way how submission works.

Find that hard to believe? When’s the last time you heard an agent say at even a very good literary conference, “Look, we have mountains of requested materials to read. If we asked for it, we are interested, but the idea that we would be ready to make an offer of representation on a manuscript we received a week ago is pretty laughable. Unless, of course, the book was written by a celebrity, there’s a clear pop culture demand for a book on that particular subject AND the writer happens to be an expert, or the writer’s just done awfully well in a prestigious writing contest. Or if I happen to be stuck on an airplane with nothing else to read, and you’re my college roommate’s ne’er-do-well younger brother. Otherwise, be prepared to wait.”

That’s all likely to be true, but it would be an extremely unwise speech to give at a writer’s conference, wouldn’t it? The attendees might well rush the stage, perhaps after first snatching up any torches and pitchforks that happened to be handy.

Because good writers so often send off their manuscripts without any clear notion of how long it might be before they are likely to see them again — if, indeed, they will see those pages again at all — and because successful pitchers in particular are prone to tumbling into the trap of believing that a nice conversation with an agent or editor at a conference implies both the beginning of a friendship and an implicit promise to toss aside whether happens to be on the pro’s desk to read their submissions the instant they arrive, I’m going to share one more case study before I sign off for the day. To be candid, the writer in this situation is someone of whom you have probably heard; he’s now a pretty well-established author. He finally gave in to my two years of blandishments to allow me to use his story here on the blog only if I changed enough details to render him unrecognizable.

So don’t even try. Just keep his fame in the back of your mind as you read his tale of woe and uproar, to remind you that no matter how talented a writer might happen to be, it’s easy to get sucked into unreasonable expectations. Not to mention unreasonable hopes.

And his story, too, begins with an e-mail I received in the dead of night. I had known Teddy — not his real name, naturally; nice try, guessers — for years before he got his first break; it’s actually not all that uncommon for writers that end up getting published to have met on the writers’ conference circuit. (Yet another reason that it’s a good idea to attend them: no one, but no one, will understand your joy at finally landing an agent or selling your first book than a fellow writer who has been rooting for you since you shared the last bagel on a conference breakfast buffet.) Yet this was the first time he had ever e-mailed me in a panic.

Bear with me here, because I have something to confess. Remember those agents you suggested I query if my pitches didn’t work out? Well, I have not yet contacted them because Respected P. Editorvich from Arewe, Literate, & How had asked me to send my book directly to him. Dream agency, dream connection, right?

I sent him the manuscript last September. I gritted my teeth until May of this year, then I e-mailed him. He said that he loved what he had read thus far, but had misplaced the book during a move! Okay, it happens. I resubmitted, telling him that I wanted my book in his hands.

That was five weeks ago. Last week, I sent him an e-mail asking about the book, but I haven’t heard back from him. At this point, I don’t know how to handle the situation. I’m a newbie in the confusing world of publication.

Do you mind if I ask for your advice? When Respected initially asked to see the book, he had told me I didn’t need an agent at that point. In my shoes, would you wait to hear from him or would you seek representation? Let the agent make the next move?

Finally, do you still think those agents are the best for my book? You keep a much closer eye on acquisitions than I do.

Okay, what did Teddy do wrong here? Or are those of you new to submitting reeling too much from the notion of not hearing back from September to May of the following year — or, indeed, for five weeks?

Or do all of those huffing sounds mean that some of you have taken umbrage at the very question of wrongdoing? “But Teddy did nothing wrong here!” some of you cry, demonstrating admirable loyalty to a fellow writer whom you have probably never met. “All he did was do what Respected asked!”

True enough, but he also did something Respected didn’t ask him to do — and something that placed himself at a genuine disadvantage. Any guesses?

Award yourself a gold star for the day if you immediately leapt to your feet and shouted, “He gave the editor an unrequested exclusive!” Unless Respected had already offered to acquire the manuscript (extraordinarily unlikely, considering that he had not yet read it) or stated point-blank that he would not look at it unless Teddy promised not to seek representation (which would have been ethically questionable), Teddy was under no obligation not to seek out an agent while Arewe, Literate, & How was considering the manuscript. He would certainly have been in a better position when the manuscript got lost if he had: while it’s always a trifle dicey for a writer to prod an editor politely to try to speed up reading times, it’s an integral part of an agent’s job. Everyone expects it, and rightly so.

Oh, dear, more huffing? Has my site been invaded by the Big, Bad Wolf? “But Anne, Respected said that he didn’t need an agent, under the circumstances! And Teddy waited a whole eight months before contacting the editor — far, far longer than I could have stood the suspense. So now, not only do I not think he did anything wrong; I think he’s a saint.”

Actually, his saintliness in this situation harmed him, too: he would have been well within his rights to send that polite follow-up e-mail within 6 months, if not 4. And while I’m sure that every aspiring writer currently treading the earth’s surface can sympathize with Teddy’s not wanting to put in the energy, effort, and emotional strain of querying agents while his dream publisher was mulling over the book, is he really better off now because he waited? Or merely going into the querying process more frustrated?

I get the appeal, of course: if Respected had snapped up the book right away, he probably would have referred Teddy to a good agent. But there was no guarantee of that — or, indeed, of Arewe, Literate, & How’s picking up the book. So, again, what did Teddy gain by holding off on seeking out an agent he might eventually have to find, anyway?

By the dark night Teddy sent me this e-mail, however, all of this was water under the bridge, spilled milk, and in all other ways beyond his power to change, short of constructing a time machine and returning to the day before the conference at which he met Respected. As he asked me at the time, what should he do now?

The short answer is no, I would not advise waiting until he hear from the editor. I would advise him to do now what he should have done the previous September: queried widely. Then, as now, his position with Arewe, Literate, & How’s could only have been strengthened by landing an agent.

Why? Well, a couple of reasons. As is common for major American publishers, ALH does have a policy against considering work by unrepresented authors. However, like some others, they do occasionally set that rule aside if they believe that they can pick up a book at a conference cheaper than they would be able to if an agent was involved. So it might well have made a great deal of sense to Respected to try to get in on the ground floor of Teddy’s book, so to speak, by trying to nab him before he signed with someone that would try to drive up the price.

Which is, incidentally, a good agent’s job, too. It’s expected — and the fact that Respected knew that there was not an agent involved might well have affected the timeline here. If Teddy had submitted his work through an agent, that agent could legitimately have been calling or e-mailing Respected every couple of weeks, to follow up. But since the editor was dealing with Teddy directly, he could rely upon aspiring writers’ well-founded fear of being pushy.

Because Teddy was one of the conscientious ones that worries about treading on professional toes, he knew better than to ask for updates too early and too often. Indeed, he erred on the side of caution: following up in 4-6 months, and then very politely, is what’s considered acceptable for a writer dealing with an editor directly.

Given this set of ambient expectations, then, it was not all that surprising that Respected did not respond to Teddy’s second e-mail; he had jumped the gun. It’s not as though the submission clock doesn’t start afresh with a requested resubmission, and five weeks is not a particularly long time, in publishing circles.

Especially for an unagented manuscript. Let’s face it, Teddy had already made it fairly plain that he’s not planning to introduce an agent into this situation: when he sent the second submission, told Respected that he would already agree to any terms ALH might want to set for publication. (How an editor would hear “I want my book in your hands,” in all probability.) Respected could also surmise from it that Teddy had not submitted it to other editors, either, so he has no reason to fear that another publishing house will buy it out from under him. Why, then, should he hurry?

See why placing all of your eggs in this one basket might not have been in Teddy’s best interest? Even though he did legitimately misinterpret Respected statement about not needing an agent — elicited, I later found out, in response to Teddy’s asking in the pitch meeting whether he would need to find an agent before sending the pages Respected requested — there is no such thing as a tacit request for an exclusive read.

Chant it with me now, campers: if an agent or editor wants to be the only one reading something, she will make a writer promise that will be the case.

But aspiring writers often walk away from pitch meetings with the opposite impression, don’t they? They believe, and with some reason, that if an editor is enthusiastic about a manuscript, she has made a provisional commitment to publishing it. And, let’s face it, it would be a lot easier on the writer if that were the case.. But a nice conversation at a conference is just a nice conversation at a conference.

I know, I know: it doesn’t feel that way, but as Teddy’s case shows, what the writer feels a post-pitch conversation might have meant over and above what was actually said is not binding on anyone. He took a gamble that Respected would like the book enough that he could bypass the usual steps by which manuscripts get published. Even if everything had worked out perfectly, though, he would still have needed to get an agent eventually — it would have merely meant that he would have been doing so with a book contract in hand.

And then his agent would have spent the next two years telling Teddy that he should have brought to her before you signed it. Because that, too, is her job.

I can sense some cringing those of you terrified of offending the prose (bless your hearts), but honestly, Teddy would have not run any more risk of affronting Respected by pursuing representation five weeks into the second submission than if he’d floated fifty queries before he submitted at all. In fact, he needn’t even have told the editor he was doing it.

Why should he? The worst that could have happened if both Respected and an agent fell in love with it simultaneously is that Teddy would have told the agent that he wanted to go with ALH. His new agent would have been thrilled to be spared the work of pitching the manuscript to at least one likely prospect, and Respected would have had someone calling all the time to speed up him reading process — and to tell him if another editor was also reading it.

My advice to Teddy, then, was that he should query 5 or 10 agents right away (I cranked out a few more recommendations), and keep that many queries in circulation until he attracted a firm offer from somebody. I also cautioned him, though, not to contact Respected again until either he had some concrete news to report — that Teddy had landed an agent, that another editor was reading the book — or until Respected has had the new version for 4-6 months.

That’s not at all an unusual turn-around time these days, after all. And then, I would simply e-mail to ask if he is still interested.

Politely. Once. If Respected does not respond at that point, Teddy should move on.

Regardless of what happened next, however, under NO circumstances would it have ever been in Teddy’s best interest to contact Respected and say any version of, “Hey, what gives? You have not has not done as I expected!” Respected already knows how he has handled the manuscript; no good can come from reminding him.

So what, you may be wondering, was the overall moral here? Respect professional limits. Be polite. Resist the urge to hit SEND.

And no matter how many times you have queried or submitted, don’t assume that the pro asking to see your pages is saying anything more than that she wants to see your pages. If you’re in doubt whether you are being asked to submit exclusively, chances are that you’re not.

But, as always, if you’re not sure about what an agent or editor requesting your manuscript wants you to do, ask. Once. Politely. And in the proper forum. But do bear in mind that once you cry wolf, you can’t take it back.

Wow, this was a long one, even by my standards, wasn’t it? Well, when I disillusion people, I like to do it thoroughly. Keep posting those good questions in the comments, everyone, and keep up the good work!